This webinar will examine the ongoing, annual reporting data that must be submitted to the Department of Financial Services including the reporting requirements that are unique to New York.
Topics to be covered will include:
- Holding Company Act filings
- Enterprise Risk Management; (ERM); OORSA filings
- Corporate Governance Annual Disclosure (CGAD)
- Regulation 123 filings
- Market Conduct Profile
- 4228 (Agent Comp) filings
- Ad-Hoc Overview of:
- Bylaw/Charter Amendments
- Home Office Changes
- Director & Officers Changes
- Dividend Filings
Panelists:
- Sandra McDermott, Principal, Life Insurance Department, Hinman Straub PC
- Allison J. Tam, Partner, Corporate, Financial Services Dept, Willkie Farr; Gallagher LLP
- Claire Walsh, Associate, Corporate, Financial Services Dept, Willkie Farr; Gallagher LLP
When
May 18th, 2022 from 2:00 PM to 3:15 PM