Webinar 4 – Exam Issues & Common Exam Findings
November 30, 2021
2:00 – 3:00 p.m. EST
- Eric Dinallo, Partner, Debevoise & Plimpton
- Eugene Benger, Counsel, Debevoise & Plimpton
- Marshal Bozzo, Counsel, Debevoise & Plimpton
- Robert Mancuso, Partner, Faegre Drinker
Topics to be covered will include:
Overview of targeted examinations including:
- Compliance with 23NYCRR Part 500 -- Cybersecurity
- Regulation 60 deferred – immediate replacement transaction investigations;
- Regulation 74 illustration certification examinations; and
- Electronic application transaction investigations.
Other common market conduct examination findings for life companies.