Unique New York Webinar #4 - Exam Issues & Common Exam Findings

LICONY’s partnership with our Allied Professional Firm members continues as we open registration for our fourth webinar of the Unique New York Series. Each free, one-hour webinar will focus on a particular subject area and will provide an overview of New York's unique approach to the most relevant regulatory requirements for that topic. Panelists will provide an overview of the featured requirements, including what makes them unique from many NAIC Models and the regulatory commands of other states. LICONY is seeking accreditation to offer CLE credit for each of the webinars. All webinars will be produced on the Zoom platform.


Webinar 4 – Exam Issues & Common Exam Findings

November 30, 2021
2:00 – 3:00 p.m. EST



Topics to be covered will include:

Overview of targeted examinations including:

  • Compliance with 23NYCRR Part 500 -- Cybersecurity
  • Regulation 60 deferred – immediate replacement transaction investigations;
  • Regulation 74 illustration certification examinations; and
  • Electronic application transaction investigations.​​​​​​​

Other common market conduct examination findings for life companies.

November 30th, 2021 2:00 PM through  2:00 PM