This presentation will cover the New York Holding Company Act and regulations, with a focus on provisions or practices that are unique to the New York Department of Financial Services.
Presenters include:
- Allison J. Tam, Partner, Willkie Farr & Gallagher LLP
- Andrew R. Holland, Partner, Sidley Austin LLP
Agenda (subject to change)
- Introduction and Organization of New York Holding Company Act Provisions
- Acquisitions and Disclaimers of Control
- Affiliated Transactions
- Registration Statements and Amendments
- Enterprise Risk Management Filings
- Extraordinary Dividends
- 1308 Filings
When
June 21st, 2023 from 2:00 PM to 3:00 PM